1.6 Problems

Problem 1.6.1. In Example 1.1.2:

(a)
Give the risk difference in cholera deaths per \(10{,}000\) houses between the two supplies, and say what it measures that the ratio \(8.4\) does not.
(b)
Snow’s denominator is houses. State an assumption under which the ratio of deaths per house equals the ratio of deaths per person, and give a way in which it could fail.

Show solution

Solution. (a) \(315.4 - 37.5 = 277.9\) deaths per \(10{,}000\) houses in seven weeks. If the Southwark and Vauxhall houses had instead received Lambeth water, and the ratio reflects the effect of the water, about \(278\) deaths per \(10{,}000\) houses would have been avoided. The difference measures the burden of the exposure on an absolute scale; the ratio measures the strength of the association, which is what bears on causation. A ratio of \(8.4\) on a tiny baseline could be of little public-health importance; here both are large.

(b) Let \(h_1, h_0\) be the average number of residents per house in the two groups. Deaths per person are deaths per house divided by \(h_1\) or \(h_0\), so the ratio per person is \(8.4 \times h_0/h_1\). The two ratios agree when \(h_1 = h_0\). They would differ if, say, the cheaper company supplied more crowded houses. Snow’s argument that the supplies were intermixed street by street makes a large difference in occupancy unlikely.

Problem 1.6.2. Classify each study and say whether it can estimate the risk of disease in the exposed.

(a)
All \(412\) children diagnosed with leukaemia in a country over five years are compared with \(1200\) children drawn at random from the birth register, on whether their mothers had a pelvic X-ray in pregnancy.
(b)
Workers employed at a smelter in 1950–1960 are identified from company records, and their deaths up to 2020 are found through the national death index.
(c)
A household survey records current smoking and current chronic bronchitis in a random sample of adults.
(d)
Villages are randomly allocated to receive insecticide-treated bed nets or not, and malaria episodes in children are counted over two years.

Show solution

Solution. (a) A case-control study (sampling on disease). Risk is not estimable from the data alone; the odds ratio is. If the number of births in the source population is known, the controls are a known fraction of the non-cases and Proposition 1.4.5 recovers risks. (b) A historical cohort study: exposure (employment) is defined at the start and deaths are followed forward from records. Risks and rates are estimable. (c) A cross-sectional study. It estimates the prevalence of bronchitis among smokers and non-smokers, not the risk of developing it. (d) A community (cluster-randomised) trial. Risks and rates are estimable, with the village as the unit of randomisation, which the analysis must take into account.

Problem 1.6.3. Show that \(\OR \geq \RR \geq 1\) when \(p_1 \geq p_0\), and \(\OR \leq \RR \leq 1\) when \(p_1 \leq p_0\). So the odds ratio always lies further from \(1\) than the risk ratio.

Show solution

Solution. \(\OR = \RR \cdot (1 - p_0)/(1 - p_1)\). If \(p_1 \geq p_0\) then \(\RR = p_1/p_0 \geq 1\) and \(1 - p_0 \geq 1 - p_1\), so the second factor is at least \(1\) and \(\OR \geq \RR \). If \(p_1 \leq p_0\) both inequalities reverse: \(\RR \leq 1\) and the factor \((1 - p_0)/(1 - p_1) \leq 1\), so \(\OR \leq \RR \).

Problem 1.6.4. A population of eight people has the potential outcomes below.

Person 1 2 3 4 5 6 7 8
\(Y^1\) 1 1 1 0 1 0 0 0
\(Y^0\) 1 1 0 0 1 0 0 0
Exposed? yes yes yes yes no no no no

(a)
Find the causal risk ratio and the observed risk ratio.
(b)
Which people does the exposure affect? Explain the difference between the two ratios.

Show solution

Solution. (a) \(P(Y^1 = 1) = 4/8\) and \(P(Y^0 = 1) = 3/8\), so the causal risk ratio is \(4/3\). Observed: the exposed (persons 1–4) show \(Y^1 = 1, 1, 1, 0\), a risk of \(3/4\); the unexposed (5–8) show \(Y^0 = 1, 0, 0, 0\), a risk of \(1/4\). The observed risk ratio is \(3\).

(b) Only person 3 has \(Y^1 \neq Y^0\); the exposure causes that person’s disease. Persons 1, 2 and 5 would be ill either way. Three of the four doomed people (1, 2, 5) are in the exposed group, so the exposed would have had risk \(2/4\) even without exposure, against \(1/4\) for the unexposed. Exchangeability fails, and the observed ratio mixes the effect of the exposure with the higher baseline risk of the exposed: the association is confounded.

Problem 1.6.5. Three regions have exposure proportions \(0.1\), \(0.4\) and \(0.7\). In each region the risk is \(0.02\) in the unexposed and \(0.04\) in the exposed. Find the regional risks and the ecological risk ratio, and explain why the answer is correct here but not in Example 1.5.4.

Show solution

Solution. \(r_j = 0.02(1 - x_j) + 0.04x_j = 0.02 + 0.02x_j\), giving \(0.022\), \(0.028\) and \(0.034\). These lie exactly on \(r = 0.02 + 0.02x\), so the ecological risk ratio is \((0.02 + 0.02)/0.02 = 2\), the individual risk ratio. The baseline risk is the same in every region and so is the effect, which is the condition of the last proposition. In Example 1.5.4 the baseline risk rose with the proportion exposed, and the regression attributed that rise to the exposure.

Problem 1.6.6. In a case-control study the controls are sampled from people still free of disease at the end of the study period. Use Theorem 1.4.2 to say what the sample odds ratio estimates, and show that when the risks are small it approximates the risk ratio. Find the risk ratio and the odds ratio if \(p_1 = 0.02\) and \(p_0 = 0.01\), and if \(p_1 = 0.4\) and \(p_0 = 0.2\).

Show solution

Solution. The controls are a sample of \(\bar D\), the cases of \(D\), so \(a/m_1\) and \(c/m_0\) estimate \(q_1\) and \(q_0\), and by Theorem 1.4.2 the sample odds ratio estimates the disease odds ratio \(p_1(1 - p_0)/\{p_0(1 - p_1)\} = \RR \,(1 - p_0)/(1 - p_1)\), which tends to \(\RR \) as \(p_1, p_0 \to 0\). With \(p_1 = 0.02\), \(p_0 = 0.01\): \(\RR = 2\) and \(\OR = 2 \times 0.99/0.98 = 2.02\). With \(p_1 = 0.4\), \(p_0 = 0.2\): \(\RR = 2\) and \(\OR = 2 \times 0.8/0.6 = 2.67\). The approximation is good only for a rare disease.

Questions on this section

Stuck on something here? Ask below and it stays attached to this topic.